SURMODICS INC

CUSIP: 868873100 Class: Common Stock

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 17,971 Value ($000) $541 Avg Close — Range —
Q4 2015
Shares 22,638 Value ($000) $459 Avg Close — Range —
Q3 2015
Shares 26,989 Value ($000) $589 Avg Close — Range —
Q2 2015
Shares 60,177 Value ($000) $1,409 Avg Close — Range —
Q1 2015
Shares 36,254 Value ($000) $944 Avg Close — Range —
Q4 2013
Shares 264,384 Value ($000) $6,448 Avg Close — Range —
Q3 2013
Shares 273,770 Value ($000) $6,510 Avg Close — Range —
Q2 2013
Shares 283,600 Value ($000) $5,675 Avg Close — Range —