SUTTER ROCK CAP CORP

CUSIP: 86944Q100 Class: Common Stock

CENTAURUS FINANCIAL, INC.'s Holding History (CIK: 0000891943)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 14,700 Value ($000) $96 Avg Close — Range —
Q3 2019
Shares 21,750 Value ($000) $136 Avg Close — Range —