SUTTER ROCK CAP CORP

CUSIP: 86944Q100 Class: Common Stock

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 75,025 Value ($000) $491 Avg Close — Range —
Q3 2019
Shares 80,922 Value ($000) $505 Avg Close — Range —