SUTTER ROCK CAP CORP

CUSIP: 86944Q100 Class: Common Stock

NEEDHAM INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001167212)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 401,759 Value ($000) $2,354 Avg Close — Range —
Q4 2019
Shares 401,759 Value ($000) $2,631 Avg Close — Range —
Q3 2019
Shares 401,759 Value ($000) $2,507 Avg Close — Range —