SUTTER ROCK CAP CORP

CUSIP: 86944Q100 Class: Common Stock

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 56,000 Value ($000) $328 Avg Close — Range —
Q4 2019
Shares 56,000 Value ($000) $367 Avg Close — Range —
Q3 2019
Shares 56,000 Value ($000) $349 Avg Close — Range —