SUTTER ROCK CAP CORP

CUSIP: 86944Q100 Class: Common Stock

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 13,476 Value ($000) $79 Avg Close — Range —
Q4 2019
Shares 15,490 Value ($000) $101 Avg Close — Range —