SUTTER ROCK CAP CORP

CUSIP: 86944Q100 Class: Common Stock

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 9,344 Value ($000) $61 Avg Close — Range —
Q3 2019
Shares 5,388 Value ($000) $33 Avg Close — Range —