SUTTER ROCK CAP CORP

CUSIP: 86944Q100 Class: Common Stock

Bulldog Investors, LLP's Holding History (CIK: 0001504304)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 469,209 Value ($000) $5,086 Avg Close — Range —
Q2 2020
Shares 522,293 Value ($000) $4,424 Avg Close — Range —
Q1 2020
Shares 482,207 Value ($000) $2,824 Avg Close — Range —
Q4 2019
Shares 95,375 Value ($000) $625 Avg Close — Range —