SUTTER ROCK CAP CORP

CUSIP: 86944Q100 Class: Common Stock

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 80,557 Value ($000) $472 Avg Close — Range —
Q4 2019
Shares 331,218 Value ($000) $2,169 Avg Close — Range —
Q3 2019
Shares 393,809 Value ($000) $2,457 Avg Close — Range —