SYNGENTA AG

CUSIP: 87160A100 Class: SPONSORED ADR

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 13,600 Value ($000) $1,204 Avg Close — Range —
Q4 2016
Shares 13,600 Value ($000) $1,075 Avg Close — Range —
Q1 2016
Shares 13,600 Value ($000) $1,126 Avg Close — Range —
Q2 2015
Shares 8,000 Value ($000) $653 Avg Close — Range —