SYNERGY PHARMACEUTICALS DEL

CUSIP: 871639308 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 70,936 Value ($000) $324,000 Avg Close — Range —
Q2 2013
Shares 175,000 Value ($000) $756,000 Avg Close — Range —