SYNERGY PHARMACEUTICALS DEL

CUSIP: 871639308 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 49,421 Value ($000) $143 Avg Close — Range —
Q2 2017
Shares 49,421 Value ($000) $220 Avg Close — Range —
Q1 2017
Shares 49,421 Value ($000) $230 Avg Close — Range —
Q4 2016
Shares 70,530 Value ($000) $430 Avg Close — Range —
Q3 2016
Shares 135,065 Value ($000) $744 Avg Close — Range —
Q2 2016
Shares 135,065 Value ($000) $513 Avg Close — Range —
Q1 2016
Shares 115,670 Value ($000) $319 Avg Close — Range —
Q3 2015
Shares 113,276 Value ($000) $600 Avg Close — Range —
Q2 2015
Shares 113,276 Value ($000) $940 Avg Close — Range —
Q1 2015
Shares 113,276 Value ($000) $523 Avg Close — Range —
Q4 2014
Shares 69,110 Value ($000) $211 Avg Close — Range —