TCW STRATEGIC INCOME FD INC

CUSIP: 872340104 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 21,800 Value ($000) $116 Avg Close — Range —
Q3 2016
Shares 26,080 Value ($000) $138 Avg Close — Range —
Q2 2016
Shares 26,080 Value ($000) $142 Avg Close — Range —
Q1 2016
Shares 26,080 Value ($000) $136 Avg Close — Range —