TD AMERITRADE HLDG CORP

CUSIP: 87236Y108 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 12,091,329 Value ($000) $473,376,000 Avg Close — Range —
Q2 2020
Shares 9,730,030 Value ($000) $353,979,000 Avg Close — Range —
Q1 2020
Shares 4,039,467 Value ($000) $140,008,000 Avg Close — Range —
Q4 2019
Shares 3,221,718 Value ($000) $160,119,000 Avg Close — Range —