TD AMERITRADE HLDG CORP

CUSIP: 87236Y108 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 11,000 Value ($000) $381 Avg Close — Range —
Q3 2015
Shares 16,395 Value ($000) $522 Avg Close — Range —
Q2 2015
Shares 20,565 Value ($000) $757 Avg Close — Range —
Q1 2015
Shares 20,565 Value ($000) $766 Avg Close — Range —
Q4 2014
Shares 30,955 Value ($000) $1,107 Avg Close — Range —
Q3 2014
Shares 32,000 Value ($000) $1,068 Avg Close — Range —
Q2 2014
Shares 32,000 Value ($000) $1,003 Avg Close — Range —
Q1 2014
Shares 34,681 Value ($000) $1,178 Avg Close — Range —
Q4 2013
Shares 35,000 Value ($000) $1,072 Avg Close — Range —
Q3 2013
Shares 35,000 Value ($000) $916 Avg Close — Range —
Q2 2013
Shares 35,000 Value ($000) $850 Avg Close — Range —