TD AMERITRADE HLDG CORP

CUSIP: 87236Y108 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,000 Value ($000) $31 Avg Close — Range —
Q2 2015
Shares 1,700 Value ($000) $62 Avg Close — Range —