TCP CAP CORP

CUSIP: 87238Q103 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 11,082 Value ($000) $187 Avg Close — Range —
Q3 2016
Shares 11,356 Value ($000) $186 Avg Close — Range —
Q2 2016
Shares 12,672 Value ($000) $196 Avg Close — Range —
Q1 2016
Shares 25,244 Value ($000) $368 Avg Close — Range —
Q4 2015
Shares 28,598 Value ($000) $407 Avg Close — Range —