TCP CAP CORP

CUSIP: 87238Q103 Class: CMN

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 748,156 Value ($000) $10,811 Avg Close — Range —
Q1 2018
Shares 749,673 Value ($000) $10,660 Avg Close — Range —
Q4 2017
Shares 748,788 Value ($000) $11,441 Avg Close — Range —
Q3 2017
Shares 748,539 Value ($000) $12,344 Avg Close — Range —
Q2 2017
Shares 763,366 Value ($000) $12,900 Avg Close — Range —
Q1 2017
Shares 735,163 Value ($000) $12,806 Avg Close — Range —
Q4 2016
Shares 742,062 Value ($000) $12,541 Avg Close — Range —
Q3 2016
Shares 745,512 Value ($000) $12,211 Avg Close — Range —
Q2 2016
Shares 682,954 Value ($000) $10,436 Avg Close — Range —
Q1 2016
Shares 676,996 Value ($000) $10,094 Avg Close — Range —
Q4 2015
Shares 674,629 Value ($000) $9,398 Avg Close — Range —
Q3 2015
Shares 679,569 Value ($000) $9,215 Avg Close — Range —
Q2 2015
Shares 643,887 Value ($000) $9,845 Avg Close — Range —
Q1 2015
Shares 638,180 Value ($000) $10,224 Avg Close — Range —
Q4 2014
Shares 636,285 Value ($000) $10,677 Avg Close — Range —
Q3 2014
Shares 615,231 Value ($000) $9,887 Avg Close — Range —
Q2 2014
Shares 574,682 Value ($000) $10,465 Avg Close — Range —
Q1 2014
Shares 550,135 Value ($000) $9,105 Avg Close — Range —
Q4 2013
Shares 550,135 Value ($000) $9,231 Avg Close — Range —
Q3 2013
Shares 509,353 Value ($000) $8,267 Avg Close — Range —
Q2 2013
Shares 456,138 Value ($000) $7,650 Avg Close — Range —