TCP CAP CORP

CUSIP: 87238QAB9 Class: NOTE 5.250%12/1

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 1,000,000 Value ($000) $1,053 Avg Close — Range —
Q2 2017
Shares 1,000,000 Value ($000) $1,063 Avg Close — Range —
Q1 2017
Shares 1,000,000 Value ($000) $1,048 Avg Close — Range —
Q4 2016
Shares 1,000,000 Value ($000) $1,044 Avg Close — Range —
Q3 2016
Shares 1,000,000 Value ($000) $1,045 Avg Close — Range —