TCP CAP CORP

CUSIP: 87238QAB9 Class: NOTE 5.250%12/1

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 995,000 Value ($000) $1,037 Avg Close — Range —
Q3 2016
Shares 1,523,000 Value ($000) $1,591 Avg Close — Range —