TCP CAP CORP

CUSIP: 87238QAB9 Class: NOTE 5.250%12/1

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 2,500,000 Value ($000) $2,506 Avg Close — Range —
Q2 2019
Shares 2,500,000 Value ($000) $251,838 Avg Close — Range —
Q1 2019
Shares 2,500,000 Value ($000) $2,528 Avg Close — Range —