TCP CAP CORP

CUSIP: 87238QAB9 Class: NOTE 5.250%12/1

LEVEL FOUR ADVISORY SERVICES, LLC's Holding History (CIK: 0001696715)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 23,000 Value ($000) $23 Avg Close — Range —
Q3 2018
Shares 178,000 Value ($000) $179 Avg Close — Range —
Q2 2018
Shares 178,000 Value ($000) $180 Avg Close — Range —