TCP CAPITAL CORP

CUSIP: 87238QAC7 Class: CONV

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 3,500,000 Value ($000) $3,496 Avg Close — Range —
Q3 2016
Shares 3,300,000 Value ($000) $3,333 Avg Close — Range —