BLACKROCK TCP CAPITAL CORP

CUSIP: 87238QAD5 Class: CONV

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 4,000,000 Value ($000) $4,100 Avg Close — Range —
Q3 2017
Shares 3,500,000 Value ($000) $3,649 Avg Close — Range —