TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 525 Value ($000) $3 Avg Close — Range —
Q3 2017
Shares 1,000 Value ($000) $6 Avg Close — Range —
Q2 2017
Shares 11,100 Value ($000) $70 Avg Close — Range —
Q2 2016
Shares 5,109 Value ($000) $26 Avg Close — Range —
Q1 2016
Shares 9,608 Value ($000) $46 Avg Close — Range —
Q3 2015
Shares 4,922 Value ($000) $33 Avg Close — Range —
Q4 2014
Shares 128,574 Value ($000) $968 Avg Close — Range —
Q3 2014
Shares 125,144 Value ($000) $1,105 Avg Close — Range —
Q2 2014
Shares 424,357 Value ($000) $4,200 Avg Close — Range —
Q1 2014
Shares 188,557 Value ($000) $1,844 Avg Close — Range —
Q4 2013
Shares 206,644 Value ($000) $2,136 Avg Close — Range —
Q3 2013
Shares 321,794 Value ($000) $3,133 Avg Close — Range —