TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

SCHRODER INVESTMENT MANAGEMENT GROUP's Holding History (CIK: 0001086619)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 1,200 Value ($000) $11,689 Avg Close — Range —
Q2 2013
Shares 32,000 Value ($000) $307,840 Avg Close — Range —