TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 404,782 Value ($000) $2,323 Avg Close — Range —
Q3 2017
Shares 437,957 Value ($000) $3,000 Avg Close — Range —
Q2 2017
Shares 475,545 Value ($000) $3,015 Avg Close — Range —
Q1 2017
Shares 393,523 Value ($000) $2,904 Avg Close — Range —
Q4 2016
Shares 363,679 Value ($000) $2,404 Avg Close — Range —
Q3 2016
Shares 291,164 Value ($000) $1,695 Avg Close — Range —
Q2 2016
Shares 172,763 Value ($000) $910 Avg Close — Range —
Q1 2016
Shares 175,089 Value ($000) $840 Avg Close — Range —
Q4 2015
Shares 163,618 Value ($000) $995 Avg Close — Range —
Q3 2015
Shares 177,369 Value ($000) $1,191 Avg Close — Range —
Q2 2015
Shares 223,838 Value ($000) $1,505 Avg Close — Range —
Q1 2015
Shares 218,954 Value ($000) $1,515 Avg Close — Range —
Q4 2014
Shares 205,329 Value ($000) $1,546 Avg Close — Range —
Q3 2014
Shares 211,345 Value ($000) $1,866 Avg Close — Range —
Q2 2014
Shares 170,976 Value ($000) $1,693 Avg Close — Range —
Q1 2014
Shares 121,690 Value ($000) $1,190 Avg Close — Range —
Q4 2013
Shares 71,830 Value ($000) $743 Avg Close — Range —
Q3 2013
Shares 12,061 Value ($000) $118 Avg Close — Range —