TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 13,198 Value ($000) $97 Avg Close — Range —
Q1 2016
Shares 22,956 Value ($000) $108 Avg Close — Range —
Q4 2015
Shares 26,866 Value ($000) $164 Avg Close — Range —
Q1 2015
Shares 10,023 Value ($000) $69 Avg Close — Range —
Q4 2014
Shares 10,478 Value ($000) $79 Avg Close — Range —
Q3 2014
Shares 10,478 Value ($000) $93 Avg Close — Range —
Q2 2014
Shares 14,968 Value ($000) $148 Avg Close — Range —
Q1 2014
Shares 18,167 Value ($000) $178 Avg Close — Range —
Q4 2013
Shares 16,133 Value ($000) $167 Avg Close — Range —
Q3 2013
Shares 13,601 Value ($000) $134 Avg Close — Range —
Q2 2013
Shares 12,199 Value ($000) $117 Avg Close — Range —