TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

Sumitomo Mitsui DS Asset Management Company, Ltd's Holding History (CIK: 0001411530)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 92,373 Value ($000) $903 Avg Close — Range —
Q4 2013
Shares 193,080 Value ($000) $1,996 Avg Close — Range —