TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 299,305 Value ($000) $1,437 Avg Close — Range —
Q4 2015
Shares 268,320 Value ($000) $1,631 Avg Close — Range —
Q3 2015
Shares 270,029 Value ($000) $1,812 Avg Close — Range —
Q2 2015
Shares 162,086 Value ($000) $1,089 Avg Close — Range —
Q1 2015
Shares 104,903 Value ($000) $726 Avg Close — Range —
Q4 2014
Shares 104,903 Value ($000) $790 Avg Close — Range —
Q3 2014
Shares 104,903 Value ($000) $926 Avg Close — Range —
Q2 2014
Shares 104,903 Value ($000) $1,039 Avg Close — Range —
Q1 2014
Shares 104,903 Value ($000) $1,026 Avg Close — Range —
Q4 2013
Shares 181,244 Value ($000) $1,874 Avg Close — Range —
Q3 2013
Shares 204,301 Value ($000) $1,990 Avg Close — Range —
Q2 2013
Shares 204,301 Value ($000) $1,965 Avg Close — Range —