TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 42,957 Value ($000) $206 Avg Close — Range —
Q3 2015
Shares 770,419 Value ($000) $5,170 Avg Close — Range —