TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 6,835 Value ($000) $51 Avg Close — Range —
Q2 2014
Shares 2,865 Value ($000) $28,364 Avg Close — Range —
Q1 2014
Shares 12,023 Value ($000) $118 Avg Close — Range —
Q4 2013
Shares 15,649 Value ($000) $162 Avg Close — Range —
Q3 2013
Shares 20,879 Value ($000) $203 Avg Close — Range —
Q2 2013
Shares 25,898 Value ($000) $249 Avg Close — Range —