TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

Clear Harbor Asset Management, LLC's Holding History (CIK: 0001511857)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 12,900 Value ($000) $114 Avg Close — Range —
Q2 2014
Shares 17,400 Value ($000) $172 Avg Close — Range —
Q1 2014
Shares 61,580 Value ($000) $602 Avg Close — Range —
Q4 2013
Shares 61,257 Value ($000) $633 Avg Close — Range —
Q3 2013
Shares 60,747 Value ($000) $592 Avg Close — Range —
Q2 2013
Shares 57,427 Value ($000) $552 Avg Close — Range —