TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 775,303 Value ($000) $4,450 Avg Close — Range —
Q3 2017
Shares 952,573 Value ($000) $6,525 Avg Close — Range —
Q2 2017
Shares 944,343 Value ($000) $5,987 Avg Close — Range —
Q1 2017
Shares 1,399,942 Value ($000) $10,332 Avg Close — Range —
Q4 2016
Shares 1,162,749 Value ($000) $7,686 Avg Close — Range —
Q3 2016
Shares 918,513 Value ($000) $5,345 Avg Close — Range —
Q2 2016
Shares 901,688 Value ($000) $4,752 Avg Close — Range —
Q1 2016
Shares 988,599 Value ($000) $4,745 Avg Close — Range —
Q4 2015
Shares 1,665,454 Value ($000) $10,126 Avg Close — Range —
Q3 2015
Shares 1,644,431 Value ($000) $11,034 Avg Close — Range —
Q2 2015
Shares 1,803,064 Value ($000) $12,117 Avg Close — Range —
Q1 2015
Shares 1,958,850 Value ($000) $13,555 Avg Close — Range —
Q4 2014
Shares 1,617,932 Value ($000) $12,183 Avg Close — Range —