TICC CAPITAL CORP

CUSIP: 87244T109 Class: COM

Stratos Wealth Partners, LTD.'s Holding History (CIK: 0001612865)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 18,000 Value ($000) $103 Avg Close — Range —
Q3 2017
Shares 18,000 Value ($000) $123 Avg Close — Range —
Q2 2017
Shares 11,500 Value ($000) $73 Avg Close — Range —
Q4 2015
Shares 63,007 Value ($000) $383 Avg Close — Range —
Q3 2015
Shares 66,307 Value ($000) $445 Avg Close — Range —
Q2 2015
Shares 69,317 Value ($000) $466 Avg Close — Range —
Q1 2015
Shares 75,047 Value ($000) $515 Avg Close — Range —
Q4 2014
Shares 69,947 Value ($000) $527 Avg Close — Range —
Q3 2014
Shares 69,027 Value ($000) $610 Avg Close — Range —
Q2 2014
Shares 66,610 Value ($000) $665 Avg Close — Range —