TICC CAPITAL CORP

CUSIP: 87244TAB5 Class: CONV

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 20,458,000 Value ($000) $20,740 Avg Close — Range —
Q2 2016
Shares 29,733,000 Value ($000) $29,863 Avg Close — Range —
Q1 2016
Shares 30,352,000 Value ($000) $29,859 Avg Close — Range —