TICC CAPITAL CORP

CUSIP: 87244TAB5 Class: CONV

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q2 2017
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q1 2017
Shares 25,000 Value ($000) $26 Avg Close — Range —
Q4 2016
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q3 2016
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q2 2016
Shares 25,000 Value ($000) $25 Avg Close — Range —