TICC CAPITAL CORP

CUSIP: 87244TAB5 Class: CONV

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q1 2017
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q4 2016
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q3 2016
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q2 2016
Shares 7,000 Value ($000) $7 Avg Close — Range —
Q1 2016
Shares 23,000 Value ($000) $22 Avg Close — Range —