TECH AND ENERGY TRANSITION

CUSIP: 87823R102 Class: CMN

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 51,201 Value ($000) $1 Avg Close — Range —
Q3 2022
Shares 51,201 Value ($000) $504 Avg Close — Range —
Q2 2022
Shares 51,201 Value ($000) $500 Avg Close — Range —
Q1 2022
Shares 51,201 Value ($000) $499 Avg Close — Range —
Q4 2021
Shares 50,784 Value ($000) $493 Avg Close — Range —