TECH AND ENERGY TRANSITION

CUSIP: 87823R201 Class: UNIT 03/31/2028

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 74,914 Value ($000) $1 Avg Close — Range —
Q3 2022
Shares 74,914 Value ($000) $735 Avg Close — Range —
Q2 2022
Shares 75,978 Value ($000) $744 Avg Close — Range —
Q1 2022
Shares 81,223 Value ($000) $802 Avg Close — Range —
Q4 2021
Shares 84,946 Value ($000) $841 Avg Close — Range —
Q3 2021
Shares 89,266 Value ($000) $889 Avg Close — Range —
Q2 2021
Shares 74,914 Value ($000) $749 Avg Close — Range —
Q1 2021
Shares 74,914 Value ($000) $749 Avg Close — Range —