THE9 LTD

CUSIP: 88337K104 Class: ADR

HSBC HOLDINGS PLC's Holding History (CIK: 0000873630)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 186,200 Value ($000) $434 Avg Close — Range —
Q2 2013
Shares 186,200 Value ($000) $695 Avg Close — Range —
Q1 2013
Shares 367,450 Value ($000) $948 Avg Close — Range —
Q4 2012
Shares 367,450 Value ($000) $1,084 Avg Close — Range —
Q3 2012
Shares 367,450 Value ($000) $1,727 Avg Close — Range —
Q2 2012
Shares 367,450 Value ($000) $2,128 Avg Close — Range —
Q1 2012
Shares 372,400 Value ($000) $2,149 Avg Close — Range —