THE9 LTD

CUSIP: 88337K104 Class: ADR

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 400 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 400 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 400 Value ($000) $1 Avg Close — Range —