THE9 LTD

CUSIP: 88337K104 Class: ADR

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,000 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 141 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 768 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 103 Value ($000) $0 Avg Close — Range —
Q3 2014
Shares 2 Value ($000) $0 Avg Close — Range —
Q4 2013
Shares 1,372 Value ($000) $3 Avg Close — Range —