THE9 LTD

CUSIP: 88337K104 Class: ADR

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 12,014 Value ($000) $12 Avg Close — Range —
Q2 2017
Shares 2,048 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 7,394 Value ($000) $8 Avg Close — Range —
Q4 2016
Shares 967 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 938 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 1,601 Value ($000) $3 Avg Close — Range —
Q1 2016
Shares 1,412 Value ($000) $4 Avg Close — Range —
Q3 2015
Shares 4,838 Value ($000) $6 Avg Close — Range —
Q4 2014
Shares 881 Value ($000) $1 Avg Close — Range —