3M CO

Ticker: MMM CUSIP: 88579Y101 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020

Shares 8,119 Value ($000) $1,266 Avg Close $102.42 Range $88.63 - $115.84

Q1 2020

Shares 6,955 Value ($000) $949 Avg Close $105.95 Range $77.15 - $122.39

Q4 2019

Shares 46,158 Value ($000) $8,143 Avg Close $111.76 Range $100.09 - $120.13

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2020	8,119	$1,266	$102.42	$88.63 - $115.84
Q1 2020	6,955	$949	$105.95	$77.15 - $122.39
Q4 2019	46,158	$8,143	$111.76	$100.09 - $120.13