THT HEAT TRANSFER TECHNOLOGY

CUSIP: 886031103 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 465 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 685 Value ($000) $1 Avg Close — Range —