TOCAGEN INC

CUSIP: 888846102 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 96,000 Value ($000) $64 Avg Close — Range —
Q2 2019
Shares 127,500 Value ($000) $852 Avg Close — Range —
Q1 2019
Shares 12,000 Value ($000) $131 Avg Close — Range —
Q4 2018
Shares 12,000 Value ($000) $98 Avg Close — Range —