TORTOISE ENERGY CAP CORP

CUSIP: 89147U100 Class: COM

DEAN INVESTMENT ASSOCIATES, LLC's Holding History (CIK: 0000846797)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 208,042 Value ($000) $6,897 Avg Close — Range —
Q4 2013
Shares 242,183 Value ($000) $7,907 Avg Close — Range —
Q3 2013
Shares 234,268 Value ($000) $7,396 Avg Close — Range —
Q2 2013
Shares 231,132 Value ($000) $7,997 Avg Close — Range —