TORTOISE ENERGY CAP CORP

CUSIP: 89147U100 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 666,465 Value ($000) $22,086 Avg Close — Range —
Q4 2013
Shares 705,630 Value ($000) $23,040 Avg Close — Range —
Q3 2013
Shares 755,972 Value ($000) $23,867 Avg Close — Range —
Q2 2013
Shares 703,913 Value ($000) $24,353 Avg Close — Range —