TORTOISE ENERGY CAP CORP

CUSIP: 89147U100 Class: COM

Clearbridge Investments, LLC's Holding History (CIK: 0001348883)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 6,000 Value ($000) $199 Avg Close — Range —
Q4 2013
Shares 6,000 Value ($000) $196 Avg Close — Range —
Q3 2013
Shares 6,000 Value ($000) $189 Avg Close — Range —
Q2 2013
Shares 6,000 Value ($000) $208 Avg Close — Range —